Regulatory Disclosure

Financial & Investment Management Advisors, Inc. (F&IMA) is a  Registered Investment Advisory Firm registered with the U.S. Securities Exchange Commission and notice filed in the states of Alabama, Arizona, Arkansas, Florida, Louisiana, Mississippi, Tennessee and Texas.  A full Disclosure Brochure is available upon request. We do not render or offer to render personalized investment advice or financial planning advice through this web site. This site is limited to providing you with general information on our services and provides a way for you to contact us.  Advice can only be rendered after all of the following conditions are met:

  1.  Delivery of our Disclosure Brochure to you.
  2.  Execution of an Investment Advisory and/or Financial Planning Engagement Agreement between us.
  3.  Payment of the planning retainer fee or investment advisory retainer fee by you to F&IMA.

Furthermore, Scott E. Bordelon, CFP, AAMS, President of Financial & Investment Management Advisors, Inc. is a registered securities principal. Securities America and its representatives do not provide tax or legal advice. Please consult your tax advisor or legal counsel for your particular situation.

Information contained herein, is intended for use only by individuals residing in states where our Registered Representatives and Advisory Associates are registered or where an exception from registration is available, and no new account will be accepted unless and until all local regulations have been satisfied. Our Registered Representatives and Advisory Associates are registered in all states except AK, ID, NE, ND, SD, VT, WV, WY, DC, VI, and PR.   Securities-related services may not be provided to individuals accessing this information from the states listed above.

Other Disclaimers

The information in this web site is based on data gathered from sources, which we believe to be reliable. It is not guaranteed as to accuracy, does not purport to be complete and is not intended as the primary basis for investment decisions. Additionally, it should not be construed as advice meeting the particular investment needs of any investor. All references made to investment or portfolio performance are based on historical data; one should not assume that this performance will continue in the future.

This information is not intended to be a substitute for individualized tax, legal, investment planning advice. We suggest that you discuss your tax issues with a qualified tax advisor.

Any legal opinions, documents, agreements and/or legal instruments are solely the responsibility of the clients legal counsel.  We at F&IMA, Inc. do not offer legal advice, legal opinions, or prepare legal documents.   We would be happy to refer you to attorneys we normally work with, or work with your attorney.